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SWS-PPG
White Paper I
The Role of the Tropics in Global Climate
Version 1.1 (March 1999)

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1 Introduction

ODP has an illustrious history of productivity concerning the generation of marine records of climate variability on tectonic to orbital time scales.  Recent ODP drilling has also produced significant records of climate variability on sub-orbital time scales.  ODP has already formally recognized the importance of high-resolution climate studies in its Long Range Planning document.  The time for the transition from words to action on this front is now.  The vehicle to make this transition is the development of a network of annually dated coral-based records of climate variability.  An ODP-led initiative to drill shallow-water corals would make a major contribution towards a better understanding of societally relevant climate variability such as that related to the El Nino/Southern Oscillation (ENSO), the monsoon systems of Asia and Africa, and the thermal variability in tropical "warm pools".

Studies of the role of the tropics in global climate during modern times have vastly improved the scientific communities understanding of the key oceanic and atmospheric processes.  However, the modern climate system and its variability may already be influenced by the injection of fossil fuel CO2 into the atmosphere.  Understanding the nature and variability pre-industrial age global climate require the use of proxy records, and corals are the most promising proxy to study tropical ocean-atmosphere component of the global climate system.
 

2 Corals and Global Climate

2.1 Overview of Modern Tropical Climatology

The tropical ocean is the primary source of energy and water vapor to the atmosphere and interactions between the tropical ocean and atmosphere have global climate ramifications on interannual-to-centennial time scales.  The recent suite of intensive observational programs (e.g., TOGA/GOALS-related programs) has led to a dramatic increase in our understanding of tropical ocean-atmosphere interactions.  However, instrumental climate records from the tropics, especially continuously recorded time series, are scarce and short.  Salinity time series are non-existent.  The limited number of realizations available in the instrumental record to study interannual climate phenomena like the El Nino Southern Oscillation (ENSO), much less decadal-to-centennial climate phenomena, means that proxy records must be used to characterize the nature of tropical climate variability in the pre-instrumental period.

2.2 Corals as Proxies of Modern Tropical Climate

Massive corals growing in the reef ecosystems of the tropics provide some of the richest paleoclimate archives in the world.  Corals are particularly useful paleoclimate recorders because they are widely distributed, can be accurately dated, and contain a remarkable array of geochemical tracers within their skeletons.  During the last decade, there has been a concerted effort to identify new climatic tracers in corals and develop more sophisticated techniques for data extraction and measurement.  As a result, a multi-proxy approach to coral-based paleoclimatology is emerging that is yielding new insights into tropical paleoclimates.

Coral records with seasonal to annual resolution can contribute to resolving key uncertainties in our knowledge of tropical climate.  Continuous coral records spanning several centuries are revealing the natural limits and behavior of the tropical ocean-atmosphere, at time scales that are relevant to society.  The aragonite skeletons of reef-building corals carry a diverse suite of isotopic and chemical indicators that track water temperature, salinity, and isotopic composition as well as site-specific features including turbidity, runoff, and upwelling intensity.  By documenting the natural behavior of these systems, we can assess their sensitivity to various forcings including natural phenomena, such as solar and volcanic changes, and anthropogenic inputs such as increasing greenhouse gas concentrations and land-use changes.  A high priority in coral research is to produce quantitative indicators of specific aspects of climate that can be integrated with other high-resolution paleoclimate data, including tree rings, ice cores, and varved sediments, and compared with climate model output to help assess model performance.

Massive corals from the tropical ocean are the only paleoclimate archive that offer both the annual resolution and multicentury record length needed for quantification of seasonal-centennial changes in the tropical surface ocean.  Worldwide, 15 to 20 coral-based climate records extending back to at least the mid 1800s AD are currently available or nearing completion.  The published records have provided new information on environmental changes in surface ocean conditions over the past several centuries in many regions of the tropics (Patzold, 1984; Druffel and Griffin, 1993; Dunbar et al., 1994, 1996; Heiss, 1994; Linsley et al., 1994; Charles et al. 1997; Crowley et al., 1997; Lough and Barnes, 1997; Isdale et al., 1998; Quinn et al., 1998).  An additional 20 to 30 records extend back 50 to 100 years from the present.  Since reliable instrumental records of past SST variability in the tropics rarely extend prior to about 1950, these coral records are highly useful for studies of decadal climate variability and linkages among climate systems at interannual time scales.

Most reef corals live at depths of < 20 m and grow continuously at rates of 6-20 mm yr-1, producing annual density bands that provide time markers for the development of long chronologies (Knutson et al., 1972).  Density bands provide an inexpensive, fast, and precise chronology of skeletal growth with many coral records having absolute annual chronologies.   However, some corals produce complicated or ambiguous density patterns and some coral records are assigned age accuracies of about 1%.  Where banding is absent or poorly defined, the seasonal cycling of detailed oxygen or carbon isotope records (Fairbanks and Dodge, 1979; Cole et al., 1993; Gagan et al., 1996; Evans et al., 1998) can be used to either fill gaps or even to establish relatively long chronologies.  Application of cross-dating and multiple age-specific tracers should allow most coral records to achieve true annual chronologic precision.

Many coral studies have utilized oxygen isotopic measurements because they are readily available and relatively straightforward to interpret.  Oxygen isotope ratios (d18O) of coral aragonite provide a useful history of environmental variability.  In oceanic settings where the oxygen isotopic composition of seawater is constant, coral skeletal d18O records SST variability, usually according to the standard paleotemperature relationship for carbonates (Epstein et al., 1953).   The isotopic composition is offset by a biological non-equilibrium component that appears to be stable through time, as long as a consistent, maximum growth axis is sampled within a coral colony (Weber and Woodhead, 1972; Dunbar and Wellington, 1981; Patzold, 1984; McConnaughey, 1989; Winter et al., 1991; Shen et al., 1992; Gagan et al., 1994; Leder et al., 1996; Swart et al., 1996; Wellington et al., 1996). When seawater d18O varies in response to changes in the balance between precipitation, evaporation, and water advection, the coral d18O changes accordingly (Swart and Coleman, 1980; Dunbar and Wellington, 1981; Cole et al., 1993; Gagan et al., 1994; Linsley et al., 1994; Fairbanks et al., 1997).  Long records of coral d18O have been used to develop precipitation reconstructions from sites where seawater d18O correlates with rainfall (Cole et al., 1993; Linsley et al., 1994).

Six of the eight longest published coral d18O records from equatorial and near-equatorial sites in the Pacific and Indian Oceans show a long-term warming / freshening trend generally beginning during, or before, the 19th century (Cole, 1996).  If the shift in d18O is due entirely to warming of the surface ocean, it is equivalent to 0.5 to 2oC since the early 1800s.  Superimposed on this long-term trend are abrupt, spatially coherent shifts in the coral d18O values.  Three widely separated records (Panama, Vanuatu, Aqaba) display an abrupt shift to warmer / wetter conditions at around 1850-1860.  Another significant shift to warmer / wetter conditions occurs between 1925 and 1940 in three records from the far western Pacific and Indian Ocean regions (Cebu, Seychelles, Aqaba).  In the most recent records from equatorial sites, the trend in coral d18O leads up to the 1980s, the warmest decade in the past two centuries.  This trend was identified from the much shorter instrumental record but dismissed as spurious, linked to possible biases in the data (Terray, 1995).
Intriguing as the long-term and abrupt shifts in coral d18O may be, they must be interpreted with caution.  Potential biological causes of long-term variability in coral d18O have yet to be determined via observation or experiment.  However, there are no a priori reasons to expect a strictly biological aging effect that would produce spurious results at multi-decadal to century time scales.  A non-biological cause of long-term variability in coral d18O may result from the coral surface growing at shallower water depths (by several meters) as the coral ages.  This may expose the coral growth surface to waters of slightly different temperature, salinity, and light intensity.  It is noteworthy that the Galapagos coral d18O record shows little change over the last 400 years, and is the only record produced by horizontal sampling of the coral colony.  However, the other seven records were produced from colonies whose upper growth surfaces terminated in a range of water depths (1-7 m) and all show similar long-term trends.  Moreover, the timing of the abrupt shifts in coral d18O (ca 1850-60 and 1925-40) is remarkably consistent among widely separated records, suggesting they may be responding to global climate forcing.

The other interesting aspect of these records is the large magnitude of variability they reveal at decade to century time scales, both in terms of SST and rainfall.  In the eastern Pacific, a comprehensive network of coral climate reconstructions is developing (Druffel, 1981; _Druffel et al., 1990; Linn et al., 1990; Shen, 1996; Shen et al., 1991, 1992; Dunbar et al., 1994, 1996; Linsley et al., 1994, 1999; Wellington and Dunbar, 1995; Wellington et al., 1996; Carriquiry et al., 1994).  The 370-yr coral d18O record of SST from the Galapagos reveals linkages among interannual through multi-decadal time scales.  The 280-yr d18O record from a rainfall-sensitive site near Panama indicates decadal periods in the strength / position of Intertropical Convergence Zone (ITCZ) precipitation superimposed on a long-term increase in either rainfall or SST.  The decade-century variance in the Galapagos and Panama records appears to correlate inversely, consistent with the southward displacement of the ITCZ during warmer periods in the Galapagos (Dunbar et al., 1996).  In the western Pacific, decadal variability of SST or rainfall is implicated at Vanuatu by a persistent 14-yr period in the d18O record (Quinn et al., 1993).  The 3-century record of d18O and D14C from Abraham Reef (Great Barrier Reef) has been interpreted as reflecting changes in circulation off northeast Australia (Druffel and Griffin, 1993).   SST reconstructions from Indian Ocean corals reveal ENSO frequencies, a biennial cycle and substantial variability on decadal time scales, which is poorly documented by the very limited instrumental SST record.  In the Seychelles coral, decadal patterns of variation correspond with Indian monsoon rainfall indices, suggesting that long-term regional rainfall variability may originate at least in part from the ocean (Charles et al., 1997).
Some regional isotopic events and trends can be explained in terms of variability in key climatic systems of the Pacific.  For example, the driest / coolest interval at Tarawa (early 1950s) corresponds with a very dry / cool period at Vanuatu (southwest Pacific) and a warm / wet period at Cebu (Philippines).  These observations are consistent with a westward contraction of the warm pool and consequent local anchoring of the Indonesian Low in the far western Pacific.  Cook (1995) discusses another multi-decadal inverse relationship between SSTs derived from the Galapagos coral record (Dunbar et al., 1994), a Great Barrier Reef SST index derived from coral growth band thickness (Lough and Barnes, 1997), and the Abraham Reef d18O record (Druffel and Griffin, 1993).  These results are consistent with the ENSO warm phase, which raises eastern Pacific SSTs and causes slight cooling and drought in northeast Australia.  Thus it appears that ENSO-type variability may operate over long time scales.

Most of these long coral time series have only recently become available and this short discussion is not meant to forecast the results of a comprehensive synthesis effort.  However, the results thus far are intriguing enough to warrant further data acquisition and initial attempts at quantitative synthesis.

2.3 Corals as Proxies of Past Tropical Climate

Fossil corals offer a unique archive of tropical climate variability throughout the late Quaternary.  So far, several studies have yielded information about past changes in tropical SST (Beck et al., 1992, 1997; Guilderson et al., 1994; McCulloch et al., 1996), global ice volume (Fairbanks, 1989, 1990; Guilderson et al., 1994); hydrologic balance (Klein et al., 1990; Gagan et al, 1998), and ocean mixing (Edwards et al., 1993).  At least three attributes of fossil corals make them particularly well suited for defining the natural bounds and sensitivity of tropical climate.
  Chronologically accurate, high-resolution, multivariate data sets extracted from fossil corals offer the promise of answering questions about tropical climates that cannot be answered in any other way.  New coral paleothermometers, combined with oxygen isotope ratios, are allowing us to explore the natural bounds in tropical SSTs, the hydrological cycle, and ocean circulation during the last full glacial cycle.  The global climate change debate has led to renewed interest in analyzing corals that grew during times when the earth was warmer than today, or warming rapidly.  Although these climates of the past are not analogues for a CO2-warmed Earth (Crowley, 1990), such records will certainly yield perspectives on processes driving the climate system (Rind, 1993).  These data sets will be particularly useful for understanding the sensitivity of climatic processes to global climate change, at time-scales that are relevant to society.

Several outstanding issues in paleoclimate research could be particularly well investigated using fossil corals.  For instance, reconstructing past SSTs is a classical problem in paleoceanography.  The precise measurement of the ratio of Sr to Ca in coral aragonite by TIMS offers a promising thermometer for reconstructing SSTs of the distant past (Beck et al., 1992; Guilderson et al., 1994; Shen et al., 1996, Alibert and McCulloch, 1997; Gagan et al., 1998; Evans et al., 1998).  The applicability of this technique to fossil corals depends, to a large degree, on the stability of the Sr/Ca ratio of seawater through time.  This condition holds today because high-precision measurements of Sr/Ca in modern reef waters show little variability, equivalent to offsets of only 0.2oC in reconstructed SSTs (deVilliers et al., 1994; Shen et al., 1996).   However, recent models by Stoll and Schrag (1998) suggest that dissolution of Sr-enriched aragonite exposed on continental shelves during sea-level lowstands (i.e., the LGM) will increase the Sr/Ca ratio of glacial seawater, potentially producing "cool" artifacts of 1-2oC in reconstructed SSTs.  Nevertheless, the Sr/Ca ratio of seawater should remain sufficiently stable during interglacial sea-level highstands to provide paleo-SSTs reliable to &plusmn;0.5oC.

The correlation observed between coral Sr/Ca, U/Ca (Shen and Dunbar, 1995; Min et al., 1995), Mg/Ca ratios (Mitsuguchi et al., 1996) and d18O may also make it possible to determine sea-surface d18O, by removal of the temperature component of the coral d18O signal.  Maps of sea-surface d18O could be produced to estimate variations in the volume of the planetary ice caps.  It may also be possible to produce sea-surface salinity maps, if the strong correlation between seawater d18O and salinity holds through time (Craig and Gordon, 1965; Fairbanks et al., 1992; Fairbanks et al., 1997; Rohling and Bigg, 1998), which can be used to recover past patterns of rainfall and evaporation over the tropical oceans (Gagan et al., 1998).

2.3.1 Holocene

Analysis of terrestrial paleoclimate data suggests that North America and Europe were warmer / wetter during the early-mid Holocene (see Crowley and North, 1990 for review) while a stronger monsoon was operating in northern Africa and Asia, leading to warmer / wetter summers (COHMAP, 1988). The nature of the climatic optimum is less clear for the tropical regions of the earth.  Recent work on ice cores from high-altitude tropical glaciers in Peru suggests that air temperatures were warmer from 8,000-5,000 yBP (Thompson et al., 1995). In northeast Australia, analysis of pollen data from the Atherton Tablelands suggests that rainforests were slightly expanded in the mid-Holocene, implying warmer / wetter conditions (Kershaw and Nanson, 1993). Tropical SSTs in the tropical eastern Pacific Ocean were also warmer and less variable at that time (Sandweiss et al., 1996) suggesting that El Nino events were absent, or not pronounced. In addition, Shulmeister and Lees (1995) proposed that northern Australian climate has become more variable since 4,000 yBP, following the onset of the El Nino.

Reconstructing past climate for periods when the tropics may have been warmer than today are important for understanding the potential role of the tropics in global climate change.  Recent work has shown that even a small increase in tropical SST (on the order of 0.5oC) leads to a marked increase in oceanic evaporation and precipitable water in the atmosphere, both on the order of 20% (Flohn et al., 1990).  Coral records of the distant past could yield new insights into the links between the hydrological cycle and tropical SSTs.  Model simulations show that the tropical hydrological cycle and latitudinal gradients in SST may drive changes in the mid-latitude atmospheric circulation (BUSH AND PHILANDER, 1998; Rind, 1998).  Failure to find a convincing explanation for global temperature variations, particularly during the last millennium before the industrial revolution, suggests that the tropical hydrological cycle may be a key player in forcing climatic changes at higher latitudes.

Fossil coral paleotemperature data could also shed light on the debate about the potential for self-regulation of SSTs in the tropical warm pool regions.  Previous studies have suggested that the long-term mean SST in the tropics cannot warm beyond about 29.5oC because of negative feedbacks in the radiation balance of the surface-ocean and atmosphere (Ramanathan et al., 1989; Ramanathan and Collins, 1991; Waliser and Graham, 1993).  Coral SST reconstructions from periods when the earth may have been warmer than today could provide "hard evidence" on whether or not this apparent SST maximum can be exceeded.  Key time-slices that could shed light on this important question might include the last interglacial (125 ka), the mid-Holocene "climatic optimum" (9-5 ka), and perhaps the Medieval Warm Epoch (ca AD 1000 to 1300).

2.3.2 Deglacial

Only three deglacial coral reef records have been accurately dated for times reaching the Holocene-Pleistocene boundary: at Barbados between 19,000 and 8000 cal yr. BP (Fairbanks 1989; Fairbanks 1990); at Huon Peninsula, Papua New-Guinea, between 13,000 and 6000 cal yr BP (Chappell and Polach 1991; Edwards et al. 1993), and at Tahiti between 13,800 and 3000 cal. yr BP (Bard et al. 1996).

So far, the Barbados curve is the only one to encompass the whole deglaciation as it is based on offshore drilling of the reef crest species Acropora palmata.  The Barbados record suggests that the last deglaciation was characterized by two brief periods of accelerated melting (i.e., meltwater pulse, MWP) superimposed on a smooth and continuous rise of sea level with no reversals.  These two meltwater pulses, MWP-1A and MWP-1B centered at 14,000 yr BP and 11,300 cal yr BP, respectively, are thought to correspond to massive inputs of freshwater derived from melting continental ice (Fairbanks et al., 1992).  However, there are still debates concerning the general pattern of sea-level rise during the last deglaciation events, including the amplitude of the maximum lowstand during the Last Glacial Maximum (Peltier 1998; Fleming et al. 1998) and the occurrence of periods of accelerated sea-level rise (Okuno and Nakada 1999).  Indeed, the Barbados sea-level curve was obtained from three separate drowned reefs.  Macintyre (1972) mapped the two deeper reefs at Barbados and throughout most of the Caribbean islands, interpreting them as global still stands during the last deglacial.  Fairbanks (1989; 1990) reinterpreted Macintyre's (1972) still-stand model and estimated that rates of sea level rise reached 5 to 9 cm per year during the melt water pulses, drowning the Caribbean reefs, and reefs world-wide, by far exceeding the maximum growth rate of any constructional coral reef framework.  The presence of MWP-1B at Tahiti is doubtful and it is also puzzling that the sea-level jump observed in New Guinea is delayed by several centuries when compared to MWP-1B observed at Barbados.  Locker et al. (1996) have proposed additional sea-level steps during the early part of the deglaciation between 18,000 and 16,000 cal yr BP.

Compilations of local sea-level curves (Pirazzoli 1991) and numerical models of post-glacial isostatic readjustments (Lambeck 1993; Peltier 1994, 1998) demonstrate that local sea-level histories varied considerably around the world in response to ice-sheet unloading and to redistribution of water masses in the global ocean.  Reconstructing the last deglaciation at many sites around the globe is thus crucial to obtain quantitative constraints on the geophysical models of the volumes and deglaciation rates of change of the individual ice sheets, which partly covered North America and Europe during the LGM (Peltier, 1998).  In particular, new records may help to resolve the controversy about the ice sheet sources of MWP-1A which vary according to authors: from primarily the Laurentide (Peltier, 1994; Fairbanks et al., 1992), from the Fennoscandian ice sheet (Lindstrom and MacAyeal, 1993) and from Antarctica (Clark et al., 1996).

Glacial sea levels before the LGM are even more controversial and still largely unknown.  It would be extremely important to evaluate the average sea level during that time period and to determine if rapid sea-level changes occurred in synchrony with climatic fluctuations such as Heinrich events and/or Dansgaard-Oeschger cycles.  Only three Barbados samples were recovered by offshore drilling and dated by TIMS (Fairbanks, 1990; Bard et al., 1990b).  By contrast, numerous samples are available from the lowest terraces at Papua New Guinea that correspond chronologically to isotope stage 3 (Chappell et al. 1996).  This favorable situation is due to the rather high tectonic uplift rate that allows these low sea-level reefs to be emerged today.  The disadvantages of these samples are that they have been subjected to meteoric water alteration and that a large tectonic correction is needed to reconstruct their position relative to past sea levels.  Indeed, the long-term (100 kyr) average uplift rate at Huon Peninsula is around 2-3 m/kyr but there is still a debate concerning the 10-1 kyr scale fluctuations (Edwards 1995; Peltier 1995; Peltier, 1998).

Sites located far away from glaciated regions ("far field") are needed to constrain model estimates of the eustatic changes (Fleming et al., 1998) and to complement the information obtained for the site of Barbados.  It is also essential to select and study other reefs characterized by vertical tectonic movements that are small or regular within the investigated time span.

3 Corals and Radiocarbon Calibration

The 14C calibration is an important topic for at least two reasons.  First, the 14C dating method has been in wide use since the 1950s and should be corrected for its systematic bias.  Second, this time-dependent bias provides crucial constraints on several geophysical, geochemical and even astrophysical phenomena (see the recent review by Bard, 1998).

For the Holocene period it has been possible to find abundant fossil pines and oaks, and thus produce a high-resolution atmospheric 14C/12C curve by comparing 14C levels and tree ring counts on the same tree logs. Unfortunately, it has not been possible to pursue this so-called dendro-calibration much further because of the scarcity of trees during the Late Glacial period in North America and Europe.  Other types of records have been used to continue the calibration effort: annually laminated sediments and shallow corals from tropical islands which can be cross-dated by high-precision dating techniques: 14C by AMS (Nelson et al. 1977; Bennett et al. 1977) and 230Th/234U by TIMS (Edwards et al. 1987).  Since the first paper on this topic (Bard et al. 1990a) there has been a continuous increase of the data base of corals which were used in the 1993 calibration software (CALIB.3, Stuiver and Reimer 1993; Bard et al. 1993).  The calibration software was recently updated (INTCAL98) and extended for use back to 24,000 cal yr BP.  The revised software both refines the precision of the calibration and extends the curve farther back in time (see the new Calibration Issue of Radiocarbon vol 40, nb 3, 1998 and web site http://www.radiocarbon.org/Journal/v40n3/notice.html).  The INTCAL98 curve and software (Stuiver et al., 1998) are based on decadal tree-ring measurements back to nearly 12,000 cal yr BP (Kromer and Spurk 1998), a marine varve sequence back to 14,600 cal yr BP (Hughen et al., 1998) and coral dates between 12,000 and 24,000 cal yr BP (Bard et al., 1998; Burr et al., 1998).
Collecting and analyzing new corals to fill gaps in the calibration curve between 15,000 and 24,000-cal yr BP is highly desirable.  Probably more important and rewarding would be to obtain and analyze coral samples ranging between the LGM and about 45,000 yr BP, the practical limit of the 14C method. Bard et al. (1990, 1993, 1998) analyzed two coral samples in that time range: the first dated at 30,230 &plusmn; 160 cal yr BP was collected offshore of Barbados and the second comes from one of the lowest uplifted terraces at Huon Peninsula, Papua New Guinea, (previously dated by TIMS U-Th at 41,100 &plusmn; 500 cal-yr-BP by Dia et al. 1992).  The discrepancies between the 14C and U-Th ages are about 4000 and 5500 yr, respectively, but the proper assessment of diagenetic alteration is critical for old samples and these data on isolated samples need to be replicated.

It is worth pointing out that large age shifts of the order of 5000 yr have also been obtained by comparing mass spectrometric 14C and U-Th ages measured in an archeological site (Bishoff et al. 1994).  In addition, Vogel and Kronfeld (1997) applied conventional radioactive counting techniques to date old stalagmites from South Africa by U-Th and 14C.  Although the reliability of 14C and U-Th ages in speleothems is not as high as for corals (problems of unknown or variable initial 14C age and detrital Th contamination in speleothems), the main outcome of the work by Vogel and Kronfeld is that 14C dates between 35,000 and 45,000 cal-yr-BP are indeed 5000 yr too young.  Large differences between 14C and TIMS U-Th ages were also obtained recently on lacustrine inorganic aragonite (Schramm et al. 1996) and on speleothems from the Bahamas (Richards et al. 1997).

These five independent works comparing 14C and U-Th ages are in apparent contrast with the atmospheric 14C/12C reconstructed by using varved sediments from a Japanese lake (Kitagawa and van der Plicht 1998).  However, as acknowledged by these authors, their varve counts between 20,000 and 38,000 cal-yr-BP "should be considered as minimum ages" due to the high probability of missing varves.  Furthermore, beyond 38,000 cal yr BP, the 14C/12C record from the Japanese lake is only based on an extrapolation of the sedimentation rate and not on true annual counts.
It is interesting to have an historical perspective on the respective contributions of varved sediments versus coral absolute dating: all extensions of the calibration based on varves have been subsequently shown to be biased by underestimation of the true ages (the problem of "missing varves").  This has been the case for the varves from the Swedish chronology, from Soppensee in Switzerland, from Holzmaar in Germany and from annual counting of the Camp Century and Dye 3 Greenland ice cores.  Drilling and collecting old coral samples is thus a crucial task for improving the calibration, as it seems difficult to rely solely on varved sediments.

4 Call for ODP-based, Shallow-Water Drilling of Corals

Questions related to climate variability on sub-orbital time scales is of paramount importance to a wide variety of scientific communities, as evidenced by its priority ranking in documents produced by PAGES, CLIVAR, NSF, and NOAA, etc., to name a few.  The scientific community needs to provide an estimate of the future behavior of the Earth system on societal time scales, not geological time scales.  The ODP is faced with a great window of opportunity ó one in which it should fully exploit.  ODP, and its successor, can and should lead the intellectual assault on the study of high-resolution climate change and by doing so make for a future program that is innovative, dynamic and international.  Shallow-water drilling of corals offers the best means in which to do high profile, scientifically significant and societally relevant research concerning the behavior of the tropical ocean-atmosphere system in response to anthropogenic and natural forcing.

5 References

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SWS-PPG
White Paper II
Dynamics of the Land-Sea Interface
Version 1.0 (March 1999)

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1 Introduction

Sediments deposited in <200 m water depths comprise a disproportionately large part of the geologic record.  Although accumulating today on only a small fraction of the earth's surface, shallow water sediments are commonly delivered at relatively rapid rates to a seafloor subsiding due to isostatic loading and other tectonic mechanisms. Consequently, carbonate platforms or passive margin basins often contain several kilometers of entirely shallow water sediment.   These rocks provide sensitive and lengthy records of land-sea interaction.   Histories of terrestrial erosion, patterns in coastal zone climate, records of short-term storms, paleoseismicity, marine productivity, rates, times and magnitudes of sea-level fluctuations are just a few of the processes that can be uniquely determined from studies of shallow water sediments.

2 The Link Between Depositional Process and Stratal Architecture

 2.1  Understanding the origin of stratigraphic unconformities

Shallow water records are replete with unconformities at all scales. Whether they divide beds or basins, unconformities mark times of change in the mix of processes that have built the geologic record.  These stratal breaks constitute surfaces visualized in outcrop or detected in the subsurface with borehole samples, log measurements, or acoustic images, and they provide the primary means of recognizing depositional patterns at all scales (Sloss, 1963; Van Wagoner etal., 1990; Christie-Blick, 1991).  General agreement has emerged over the last several decades that unconformably bound deposits are the fundamental building blocks of the shallow water record (Mitchum et al., 1977; Vail et al., 1991).  Actually explaining the processes that built this record and predicting ahead of sampling the age and facies of buried rocks, however, has not been widely successful.  The arrangement of stratal surfaces in shallow water deposits is the product of many intertwined processes (Reynolds et al., 1991); we cannot hope to understand the record fully if we rely on stratal architecture alone. Careful sampling is needed to evaluate inferences of process drawn from architecture.

If sampling is so important, isn't the ancient outcrop adequate?  In many cases the answer is yes, but the sediments buried directly beneath a modern system have three advantages: 1) processes that we can monitor in a modern shallow water system provide an informative context in which to interpret the record that is buried beneath it, a feature that is totally lacking in subaerial outcrops; 2) having not suffered the tectonic displacement and diagenetic overprinting that is imposed on outrcrop records, in-place marine sediments provide a less complicated history to unravel;  and 3) marine seismic reflection profiles provide data with quality, coverage, and ease of acquisition far more readily than can be accomplished with most land-based surveys. Consequently, the link between depositional process and stratal architecture can be made in shallow water much more effectively than it can on land.

The last three decades have witnessed huge advances in the ability to image this stratal architecture on and beneath the seafloor: high frequency side-scan sonar reveals shallow marine landscapes in breadth and detail hardly imagined possible just a few years ago (e.g., Goff et al., 1996); swept-frequency sonar penetrates tens of meters into the seafloor and reveals structures of decimeter resolution;  multichannel reflection profiles probe to several hundred meters, and more, with several-meter scale resolution (Austin et al., 1996; Fulthorpe et al., 1999).

2.2 Eustatic control - acknowledged, controversial, but not the ultimate goal

Vail et al. (1977) examined seismic records from continental margins and platforms around the world, and claimed similarities in the age of stratal unconformities argued for global (eustatic) sea-level control.  Haq et al.(1987), Van Wagoner et al., (1988) and Posamentier et al. (1988) later extended these studies to include outcrops and well logs, and provided a more detailed Triassic to Recent chronology of sequences and eustatic history.   The resulting "eustatic curve" has remained controversial (e.g., Miall, 1991; Christie-Blick et al., 1990) largely because of basic assumptions about the stratigraphic response to eustatic change (e.g., Officer and Drake, 1985; Dott, 1992), and because the work relies in part on unpublished data.  In response to this controversy, Christie-Blick and Driscoll (1995) pointed out that the fundamental enterprise of interpreting the origin of layered rocks does not really require any assumptions about eustasy.  They emphasized that unconformably bound clinoform packages merely attest to changes in depositional baselevel.  Whether or not these were caused by changes in eustasy, local tectonism, or sediment supply (Reynolds et al., 1991), disconformable surfaces irrefutably divide the shallow water record into sedimentary successions with time-stratigraphic and hence genetic significance.  Whatever their cause, these stratal breaks are real, wide-ranging, and valuable.

Hesitant to adopt a eustatic curve developed from seismic sequence stratigraphy, many researchers have employed other strategies to derive the history of eustatic change. Studies of reef terraces and atolls (e.g., Fairbanks, 1989) provide the best proxy for sea-level over the past 125 k.y., although these records have provided only limited resolution for the older record (e.g., Quinn et al., 1991).  The d18O record of deep-sea sediments provides a proxy for glacioeustasy over at least the past 33-42 m.y. (i.e., since the formation of the Antarctic icesheet in the middle Eocene; Browning et al., 1996).  Although d18O records provide good evidence for the timing of Cenozoic glacioeustatic changes, their amplitudes can only be coarsely estimated (Miller et al., 1987,1991).  Kominz et al. (1998) have shown remarkably similar residual water depths remain in wells along the New Jersey coastal plain after backstripping has removed the effects of compaction, loading, and tectonic subsidence.  They attribute this to eustatic changes in the range of 0.5-3 Ma with amplitudes of 10's of m that are roughly half those of Haq et al. (1987).  Clearly we need more studies based on margins and platforms with widely contrasting tectonic and sediment supply to enable eustatic signals to be disentangled from other process that generate the stratal architecture of shallow water deposits (Reynolds et al., 1991).  This requires an integrated approach based on seismic imaging, modeling, and drilling.

2.3 The role and needs of modeling

Three classes of dynamic models are used to investigate the processes that build stratal architecture.  Morphometric models begin with stratal geometries and then run backwards in time, stripping off successive sedimentary layers to duplicate past seafloor morphologies and facies distributions (Steckler et al., 1988).  Numerical deposition models strive to mimic sediment transport into and through a basin, and with time running forwards from some point in the past, try to duplicate the stratal geometries observed with acoustic profilers (Morehead and Syvitski, 1999; Jordan and Flemings, 1991; Niedoroda et al., 1989).  A third class of models attempts to physically generate stratal surfaces and geometries in scaled flume experiments (Mohrig et al., 1999).  Each technique provides sensitivity tests that identify processes that most influence the development of shallow water records.  Among the dozens of questions for which modeling efforts seek answers: how much does carbonate content influence the compaction history of marine muds, and if this varies through time does the stratal architecture develop differently?  under what conditions, and to what depth into the shallow seabed do storm waves rework sediment, erasing previous structures and leaving an amalgamated set of storm deposits?  what triggers hyperpycnal flows that are able to transport large volumes of sediment completely above the seabed, leaving behind a by-pass zone containing no record that these events even occurred?

The power of these models to isolate and explain processes acting on the shallow water record, however, is weakened by our limited success in gathering samples.  At present, our ability to image stratal architecture has far outpaced our ability to recover samples and anchor our models to verifiable aspects of the rock record.  The accuracy of backstrip models, for example, critically depends on the precision of total subsidence which is the sum of basement cooling history, crustal flexure, isostatic loading by water and sediment, and sediment compaction; thus it is important to know rifting history, age, composition, and sediment porosities as well as possible (Steckler et al., 1999).  Deposition models are sensitive to the many agents that rework sediments such as storms, longshore currents, fluidized sediment failures, and more; without groundtruth along the entire transport profile from sediment source to sink these models are unable to account for the variety of marine erosional surfaces commonly found in shallow water sediments.  Physical models are hampered by the obvious reduction in size and acceleration in time that makes a lab duplication of geologic processes possible; determining the proper spatial and temporal scaling factors depends in part on understanding their relationships in the real world.  Shallow water drilling has the potential of contributing to each of these modeling efforts.   But as long as we are restricted to stratal images with spotty groundtruth samples, our understanding of fundamental dynamics at the land-sea interface will remain stalled.

 2.4 Clinoforms - a key to understanding the silciiclastic shallow water record

Lens-shaped clinoforms with characteristic onlap and offlap features and heights from meters to hundreds of meters are a common geometric component of shallow water deposits (Mitchum, 1977; Christie-Blick, 1991).  However,the water depths in which they form and the distribution of lithofacies they contain are poorly known.  It is widely debated whether or not clinoform tops ever become subaerially exposed during sea-level lowstands, and whether or not the shoreline ever retreats to (or even seaward of) the clinoform rollover (Fulthorpe and Austin, 1998; Austin, Christie-Blick, and Malone, et al., 1998; Steckler, et al., 1999; Fulthorpe et al., 1999).  Settling these controversies will have significant implications on our understanding of how sequence boundaries develop and how much of the facies distribution within clinoforms can be attributed to eustasy.  Some workers simply assume that the shorelineis always located at the clinoform rollover (e.g., Posamentier et al.,1988; Van Wagoner, 1990; Lawrence et al., 1990).  The sea-level estimates of Greenlee and Moore (1988) and Greenlee et al. (1992) argue that sea level falls often expose an entire continental shelf and that strata that onlap clinoform fronts are coastal plain deposits during the beginning of the subsequent sea-level rise.  Many have questioned this assumption, arguing that lateral changes of the shoreline during eustatic oscillations do not necessarily track changes in the position of the clinoform rollover (e.g., Steckler et al., 1993).  These latter researchers stress that if strata onlapping clinoform fronts were deposited at or near sea level, then the clinoform heights dictate that sea-level occasionally fell hundreds of meters in less than a million years; such magnitudes and rates are beyond the reasonable scales of any known mechanism for eustatic change (Schlager, 1981).  Extracting the amplitude of sea-level fluctuations from sequence architecture is critically dependent on whether the lowstand wedge onlap is truly coastal or is deeper marine.  Determining water depths at the clinoform edge is essential to sequence stratigraphic models and our understanding of this basic element of the dynamic land-sea interface.  It can only be established by sampling.

2.5 Facies and hardgrounds - keys  to understanding the carbonate shallow water record

Biogenic carbonates tend to fill available vertical  space and maintain their upper surface close to sea level.  Consequently, these sediments can provide an especially sensitive measure of paleobathymetry.   Facies successions and stratal architecture in carbonate platforms, atolls, or guyots that are isolated from siliciclastic sources, however, differ from the clinoform model described above.  Distinct ecologic associations preserved in the carbonate record can locate a sample within one of  the various sub-environments of a reef system, but outright exposure surfaces are the dominant stratigraphic feature.  These surfaces are often expressed as extensive, level hardgrounds marked by missing time and a strong diagenetic overprint that may continue downwards for several meters.  This overprint is typically caused by meteoric water and/or oscillations of the subsurface fresh/salt water  contact.  If the effects of one extend deeply enough to overprint the record of  the previous sealevel lowering, it becomes very difficult to determine paleobathymetry.  This problem is minimized by preferentially selecting settings with very fast subsidence.  Nonetheless, all such studies must address two unavoidable challenges: 1) the eustatic history derived from paleobathymetry can only be as good as knowledge of the subsidence history, and that is difficult to constrain with precision in isolated, pure carbonate settings; and 2) reworking and diagenesis pose obstacles to reliable age control.  Nonetheless, if these challenges can be surmounted, carbonate settings can yield the most precise measures of eustatic amplitudes.   Furthermore, there is reason to believe that in contrast to siliciclastic environments, they repond to eustatic change without time lag (Christie-Blick, 1991), and consequently may provide a very unique window into climatically-forced sea-level change throughout earth history.

3 The Link Between Terrestrial and Marine Climate Records

Drilling into mud-dominated shallow water systems has only recently been attempted by the ODP (Bornhold et al., 1998).  Results are showing a great potential for learning about land-ocean links and their shared climate histories.  Of particular significance is the potential for extracting records capable of resolving the timing, rate, and magnitude of climatic and oceanographic variations occurring over periods as short as a few decades to centuries.  Recent data from very high latitude ice cores and from rapidly deposited deep sea drift deposits indicate that such abrupt climatic changes may be much more prevalent than previously thought (e.g., Bond et al., 1993; McIntyre and Molfino, 1996; Bond et al., 1997; Bianchi and McCave, 1999).  However, the global manifestations of these changes, including their true magnitude and rates in mid and low latitudes, remain poorly resolved.
Two types of shallow-water shelf deposits can yield the level of temporal resolution required to determine the global impact of abrupt climate change.  Silled marine basins with restricted circulation, such as some fjords, can accumulate sediment in suboxic conditions.  The resulting deposits have little or no biological reworking, and can be annually-laminated.  Other targets exist in a variety of settings with exceptionally high sediment accumulation rate.  These include: some glacially-scoured shelf depressions containing late-glacial and post-glacial sediments which accumulated at rates 10m/1000 years.  In these extremely high sedimentation rate settings, interdecadal resolution may still be preserved, despite the effects of biological and physical reworking.  Absolute age control based on 14C is usually reliable to 40 Ka, and a variety of other proxies (e.g., foraminiferal d18O) can extend this limit farther back in time.

Another unique aspect of shallow water deposits is the degree to which they contain direct evidence for both marine and terrestrial environmental change.  Conditions on the adjacent landmass may be reflected in the rate and nature of sediment supply and in the floral remains washed into the coastal setting.  Marine conditions are reflected in the sediment grain size and composition, the marine floral and faunal remains, and the sediment geochemistry.  This co-occurrence of marine and terrestrial environmental tracers in a single archive provides a crucial link between land-based records of climate and environmental change (such as those from tree-rings, speleothems, lakes, borehole temperatures), and ocean-dominated records available from deep sea sediments.  Such reconciliation of terrestrial and marine records of climate variability on all time scales from interdecadal to glacial-interglacial represents an important step towards understanding the causes and consequences of global and regional climate change.

Extracting climatic information from shallow marine deposits is sometimes difficult because of inadequate age control.  High sedimentation rates and variable environmental conditions can result in sparse and discontinuous microfossil (e.g., foraminiferal) records.  Nonetheless, with good site selection, rapidly-deposited shelf deposits can provide data with which to examine variables such as sea surface temperature, marine productivity, sediment supply, glacial melt-water discharge, terrestrial paleobotany, to name but a few.   The temporal resolution of rapidly-deposited shelf deposits can rival that provided by the high-latitude ice cores.  However, in contrast to ice cores, and to some extent coral records, rapidly deposited shallow water systems are not restricted to any particular latitude.  Consequently, they have the potential to provide a uniquely global view of land-sea interaction.

4. Variations in Relative Sea Level and Solid Earth Geophysics

 Satellite geodetic measurements reveal, with unprecedented precision, that the solid earth's surface, rotation, and shorelines are constantly changing.  Many of these changes may be explained by the slow but continuing response of the Earth to the melting of the large continental ice sheets.  Indeed, many tide gauge measurements spanning the past half-century, show dominant trends due to the Earth's slow response to Pleistocene ice sheet melting.  With respect to future research, sea level forecasts anticipating possible global warming must accurately separate the local shoreline changes due to postglacial response.

 The solution to future sea level forecasts requires a global sea level equation or model that takes into consideration the Earth's continuously deforming lithosphere and ocean surfaces.  Construction of a global sea level equation or model, such as that of Peltier (1998) for example, requires a vast array of relative sea level curves for iterative model development and testing.  Regional sea level models may prove to be locally useful for higher resolution studies, for example see Lambeck et al., (1996, 1997).
 Hundreds of relative sea level curves have been published, albeit with an uneven distribution of geographic coverage, resolution, and age span.   A disproportionate number of relative sea level curves come from measurements in emergent areas where sections may be readily and inexpensively cored on land.  High offshore drilling costs and expenses associated with offshore geophysical surveys and mapping have prohibited all but a few scientists from extending their relative sealevel curves offshore (see Wingfield, (1995) for a review).

Recently, members of this research community convened a conference in Albufeira Portugal (Feb. 13-18, 1999) entitled"Glacial-Interglacial Sea level Changes in Four Dimensions: Quaternary Sea Levels, Climate Change and Crustal Dynamics".  This was the third conference in a four-part series on "sea level", sponsored by the European Science Foundation.  Many countries were represented and this community voiced their unanimous endorsement for the Ocean Drilling Program to support shallow drilling platforms for sea level research. There was no shortage of ideas of what scientific questions could be answered with offshore drilling capabilities.  It was proposed that the final sea level conference in this four part series, include sessions on specific scientific benefits of offshore drilling.  For example, modelers at Albufeira championed offshore drilling transects needed to test differences in the radial viscosity structure of the mantle.  Geologists offered compelling reasons to extend onshore relative sea level records to offshore depths to constrain local isostatic adjustment rates and to refine regional isostatic models.  Needs ranged from placing the offshore sedimentologic features into a sea level framework for national economic, geotechnical, climate research, and other national and international applications.

This community is uniquely ready to join the Ocean Drilling Program in an international effort of sea level research requiring shallow water drilling platforms.  First, the science of this subject has longstanding international participation and requirements.  Second, interaction between geophysical theory and observation is in a mature phase with each group benefiting handsomely from the other.  Third, advanced sea floor mapping technologies are available locally for site survey work. Fourth, standard geotechnical industry wireline drilling and percussion sampling hardware is suitable and available for charter on a regional basis.  Continuously cased holes are required in these sandy environments.  Fifth, radiocarbon dating via accelerator mass spectrometry is routinely available and provides suitable age control in most cases.  Sixth, knowledge of past regional sealevel histories is necessary for future sea level model predictions.  Seventh, satellite geodesy measurements of the Earth's continuously deforming land and ocean surfaces and changes in the Earth's rotation, for example, require a sea level model based on the geologic history of sea level at a regional scale.

5 Strategies

5.1 Seismic Imaging

Comprehensive seismic imaging is a vital element of drilling. These data both frame the scientific objectives and provide a context in which results can be interpreted with regional perspective.   The interplay of processes that shape the shallow water record typically results in complex stratigraphic architectures that require a survey grid large enough to encompass the spatial range of critical features yet dense enough to capture the smallest element. While true 3D seismic acquisition is desirable and may be essential in some cases, dense 2D grids at the very least must exist to determine gross stratal geometries and sediment transport pathways.  Stratigraphic geometries should be mapped and interpreted prior to drilling.

Because the shallow water processes can operate at a wide range of temporal and spatial scales, and the stratigraphic record concerned may span  theMesozoic - Recent time frame, the resolution and penetration of the seismic imaging system must be chosen to optimally characterize specific target sections.  More than one recording system, providing overlapping or "nested" scales of observation, may be required to image both the shallow subsurface and deeper section (Austin et al., 1996).
Drilling in shallow water where hydrocarbons may be encountered heightens concerns regarding safety and pollution.  Consequently, guidelines have been developed for shallow water, pre-drilling surveys (JOIDES, 1994) which stipulate the seismic system and survey layout that must be adopted for drilling in less than 200 m waterdepths. The guidelines are subject to revision by the JOIDES Pollution Prevention and Safety Panel (PPSP) and proponents should contact the JOIDES Office and/or PPSP when designing such surveys.

5.2 Drilling

An appropriate drilling strategy for determining the history of sea-level change has been outlined in several previous documents (COSOD II, 1987;Watkins and Mountain, 1990; JOIDES, 1992). Briefly, this strategy involves transects of drill sites from marginal marine to deep basinal environments on passive continental margins (both siliciclastic and carbonate) as well a son atolls.  Correlative transects of three different ages are of highest interest:  a) the Oligocene-Recent "Icehouse" period of known glacioeustatic fluctuations; b) the Paleogene"Doubthouse" period, during which the influence of glacioeustasy is uncertain, and c) the Cretaceous "Hothouse" period that was presumably ice-free.
Two sea-level transects have been drilled by ODP, both targeting Neogene strata in the Northern Hemisphere:

1) The Mid-Atlantic Transect, off New Jersey involved drilling siliciclastic sediments sites from onshore the coastal plain, across the continental shelf to the slope and rise (Legs 150, 150X, 174A, and 174A  X).Leg 174A drilled sites on the shelf in wat erdepths of 80 m, but clearly demonstrated the limitations for such work bythe JOIDES Resolution, which drills uncased holes without mud circulation and is subject to heave.  Sands madeup much of the section but were minimally recovered.  Additional sites essential to the transect drilling strategy have been selected and surveyed in water depths of 30-50 m.  However, it is highly unlikely that the JOIDES Resolution or other dynamically positioned, open-circulation platform will be the technology of choice.

2) Great Bahama Bank: ODP Leg 166 drilled on the slope and a separately funded jack-up rig drilled two sites on the bank top.  Recovery by the jack-up rig was excellent, demonstrating the advantages of eliminating all heave in shallow-water drilling by not drilling from a floating platform.
Although proposed drilling is not complete, the timing of Neogene sea-level fluctuations along the New Jersey margin and the Bahamas bank appears similar. Great efforts, above and beyond that required for most ODP proposals, were made in support of both of these programs.  Both groups of proponents obtained independent funding for onshore drilling and comprehensive seismic surveys, including hazards surveys (New Jersey), and a jack-up rig (Bahamas).

Studies of regional variations in subsidence suggest that the process-architecture link is more complicated that previously thought (Karner et al., 1993), raising the concern that features must be more extensively mapped and sampled in three dimensions than previously thought.  Therefore, the simple transect approach initially adopted for sea-level studies, comprising a series of sites aligned in the dip (shore-perpendicular) direction, may be inadequate for what is now viewed as a more fundamental investigation into process-architecture links.

Multiple drill sites remain essentialfor several reasons:

1) Depositional facies vary within sequences in response to migrating shorelines and variations in both the composition and rate of supply of sediment. These changes are particularly pronounced near the clinoform breakpoint, or rollover, which marks the paleoshelf edge and a pronounced basinward increase in accommodation.

2) Estimates of eustatic amplitudes derived from backstripping multiple sites provide a valuable a check on consistency (Kominz et al., 1998). Furthermore, paleobathymetric data along a transect of sites can constrain positions of coastal onlap and shorelines, enhancing the reliability of seismic geometries in determining amplitudes (Moore et al., 1987; Greenlee and Moore, 1988).

3) Comparatively deep-water facies yield optimum age control because a) the hiatus associated with base level lowerings narrows in the seaward direction,  and b) microfossil abundance and diversity generally increases basinward. Therefore, sequences drilled in marginal marine settings to sample nearshore facies must also be traced basinward on seismic profiles and sampled in a mor edistal setting.

5.3 Age control

 Precise age control, particularly prior to the period covered by 14C dating, can be difficult to obtain in marginal marine settings.  Biostratigraphic age resolution can be poor, particularly at middle to high latitudes. Age estimates made using different species must be combined.  Integration with chemo-stratigraphic (e.g., strontium isotopic) and magnetostratigraphic results is critical.
Techniques for dating of shallow water siliciclastic sequences have been developed (Miller et al., 1996), proven useful, and are steadily improving as integrative efforts become more elaborate.  Geochronologies have thus far been based on Sr-isotopic, biostratigraphic (planktonic foraminiferal, nannofossil, dinocyst, and diatom), and magnetostratigraphic data.   Sr-isotopic analyses can be performed on foraminifera ( 150 &micro;m) and on molluscan shells (e.g., Miller et al., 1996; Sugarman et al.,1997).  Miller et al (1998) report good results based on Sr-isotopic ages using late Eocene to Miocene age-Sr regressions of Oslick et al. (1994).  Age uncertainties are reported at&plusmn;0.6, &plusmn;0.3, and &plusmn;0.9 m.y. for the intervals 35-22.8, 22.8-15.6, and 15.6-10 Ma, respectively.  Thus far, shallow water samples with sufficiently reliable overlap among the various elements of an integrated geochronology between 1 and 10 Ma have not been acquired.

6 References

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